Occupy The SEC Letter re: Sarbanes-Oxley Enforcement Action against JP Morgan CEO Jamie Dimon

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Occupy The SEC Letter Re: Sarbanes-Oxley Enforcement Action against JP Morgan CEO Jamie Dimon

Occupy The SEC Letter Re: Sarbanes-Oxley Enforcement Action against JP Morgan CEO Jamie Dimon

July 25, 2012
Mary Schapiro
Chairman
Securities Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549

Re: Sarbanes-Oxley Enforcement Action against JP Morgan CEO Jamie Dimon

Dear Madam:

Occupy the SEC (“OSEC”) is a group within the New York-based Occupy Wall Street (“OWS”) protest movement. We are writing to urge the SEC to aggressively pursue Sarbanes-Oxley (“SOX”) law violations against JPMorgan Chase (“JPM”).

Public information, including Jamie Dimon’s own testimony at the recent House and Senate
banking subcommittee hearings, provides strong evidence of probable violations of Sarbanes-
Oxley by Mr. Dimon and JPMorgan. We expect that a thorough investigation by the SEC will
confirm that SOX violations occurred and that SOX enforcement actions against the bank and its
executives are appropriate. We are particularly concerned that SOX violations were missing
from the list of disclosure failures that the SEC is currently investigating according to your
House subcommittee appearance on June 19, 2012.

[…]

[ipaper docId=101191525 access_key=key-1cj4kqfbvn2gytsa7qzt height=600 width=600 /]

image: AP

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