Massachusetts's securities regulator investigates Wells Fargo Advisors

Categorized | STOP FORECLOSURE FRAUD

Massachusetts’s securities regulator investigates Wells Fargo Advisors

Massachusetts’s securities regulator investigates Wells Fargo Advisors

Reuters-

Massachusetts Secretary of the Commonwealth William Galvin said Thursday his office is investigating possible customer abuses by employees of Wells Fargo & Co’s brokerage division.

Galvin’s investigation comes a week after Wells Fargo announced its own internal review into whether employees at its brokerage, Wells Fargo Advisors, recommended unsuitable investments or made inappropriate referrals or recommendations related to advisory accounts or 401(k) roll-overs.

Wells Fargo Advisors spokeswoman Shea Leordeanu said in an emailed statement that the firm has made “significant progress in our work to identify and fix any issues, make things right and build a better, stronger company.”

[REUTERS]

© 2010-18 FORECLOSURE FRAUD | by DinSFLA. All rights reserved.



Comments

comments

This post was written by:

- who has written 9122 posts on FORECLOSURE FRAUD | by DinSFLA.

CONTROL FRAUD | ‘If you don’t look; you don’t find, Wherever you look; you will find’ -William Black

Contact the author

One Response to “Massachusetts’s securities regulator investigates Wells Fargo Advisors”

  1. Google: “Wells Fargo Drug Report”, or follow link, to see that all of “Wells Fargo Drug Cartel” should be confiscated and its lawyers, and executive, indefinitely jailed: https://kareemsalessi.files.wordpress.com/2010/04/wells-fargo-drug-cartel.pdf

Trackbacks/Pingbacks


Leave a Reply

GARY DUBIN LAW OFFICES FORECLOSURE DEFENSE HAWAII and CALIFORNIA
Advertise your business on StopForeclosureFraud.com

Archives